-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BwAsr0o7AXfp5K/69xpHO1Rc1R88RfY8O8UZM8E0NTGsXID1nBlqHjMItQZwf4ZJ v8xynHhmrJlM5wrExpY2Aw== 0000950103-10-001696.txt : 20100607 0000950103-10-001696.hdr.sgml : 20100607 20100607171723 ACCESSION NUMBER: 0000950103-10-001696 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100607 DATE AS OF CHANGE: 20100607 GROUP MEMBERS: QUADRANGLE CAPITAL PARTNERS LP GROUP MEMBERS: QUADRANGLE CAPITAL PARTNERS-A LP GROUP MEMBERS: QUADRANGLE GP INVESTORS LLC GROUP MEMBERS: QUADRANGLE GP INVESTORS LP GROUP MEMBERS: QUADRANGLE SELECT PARTNERS LP FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: POI ACQUISITION LLC CENTRAL INDEX KEY: 0001281075 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROTECTION ONE INC CENTRAL INDEX KEY: 0000916230 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 931063818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45461 FILM NUMBER: 10882049 BUSINESS ADDRESS: STREET 1: 1035 N. 3RD ST. STREET 2: SUITE 101 CITY: LAWRENCE STATE: KS ZIP: 66044 BUSINESS PHONE: 972-916-6154 MAIL ADDRESS: STREET 1: 1035 N. 3RD ST. STREET 2: SUITE 101 CITY: LAWRENCE STATE: KS ZIP: 66044 SC 13D/A 1 dp18033_sc13da.htm FORM SC 13/A
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
 
 
Protection One, Inc.
(Name of Issuer)
 
 
Common Stock, par value $0.01 per share
(Title of Class of Securities)
 
 
743663403
(CUSIP Number)
 
 
Alex Hocherman
Quadrangle Group LLC
375 Park Avenue, 14th Floor
New York, NY 10152
(212) 418-1700
 
Copy to:
 
Phillip R. Mills, Esq.
Davis Polk & Wardwell LLP
450 Lexington Ave.
New York, NY 10017
(212) 450-4618
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
 
 
June 4, 2010
(Date of Event which Requires Filing of this Statement)
 
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box.  o
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 
 
 CUSIP No. 743663403
 13D
Page 2 of 11 Pages
 
1
NAME OF REPORTING PERSONS.
POI Acquisition, L.L.C.
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)
o
 
(b)
o
3
SEC USE ONLY
 
 
 
4
SOURCE OF FUNDS (See Instructions)
N/A
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
7
SOLE VOTING POWER
0
 
8
SHARED VOTING POWER
0
 
SOLE DISPOSITIVE POWER
0
 
10
SHARED DISPOSITIVE POWER
0
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
 
 
14
TYPE OF REPORTING PERSON (See Instructions)
OO
 
 
 
 
 

 
 
 CUSIP No. 743663403
 13D
Page 3 of 11 Pages
 
1
NAME OF REPORTING PERSONS.
Quadrangle Capital Partners LP
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)
o
 
(b)
o
3
SEC USE ONLY
 
 
 
4
SOURCE OF FUNDS (See Instructions)
N/A
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
7
SOLE VOTING POWER
0
 
8
SHARED VOTING POWER
0
 
SOLE DISPOSITIVE POWER
0
 
10
SHARED DISPOSITIVE POWER
0
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0*
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
 
 
14
TYPE OF REPORTING PERSON (See Instructions)
PN
 
 
* All shares were held by POI Acquisition, L.L.C. Beneficial ownership of the shares referred to herein was being reported hereunder solely because Quadrangle Capital Partners LP may have been deemed to share beneficial ownership of such shares as a result of its 70.36% ownership of POI Acquisition, L.L.C. However, Quadrangle Capital Partners LP disclaims beneficial ownership of such shares.
 
 
 

 
 
 CUSIP No. 743663403
 13D
Page 4 of 11 Pages
 
1
NAME OF REPORTING PERSONS.
Quadrangle Capital Partners-A LP
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)
o
 
(b)
o
3
SEC USE ONLY
 
 
 
4
SOURCE OF FUNDS (See Instructions)
N/A
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
7
SOLE VOTING POWER
0
 
8
SHARED VOTING POWER
0
 
SOLE DISPOSITIVE POWER
0
 
10
SHARED DISPOSITIVE POWER
0
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0*
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
 
14
TYPE OF REPORTING PERSON (See Instructions)
PN
 
 
* All shares were held by POI Acquisition, L.L.C. Beneficial ownership of the shares referred to herein was being reported hereunder solely because Quadrangle Capital Partners-A LP may have been deemed to share beneficial ownership of such shares as a result of its 25.99% ownership of POI Acquisition, L.L.C. However, Quadrangle Capital Partners-A LP disclaims beneficial ownership of such shares.
 
 
 

 
 
 CUSIP No. 743663403
 13D
Page 5 of 11 Pages
 
1
NAME OF REPORTING PERSONS
Quadrangle Select Partners LP
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)
o
 
(b)
o
3
SEC USE ONLY
 
 
 
4
SOURCE OF FUNDS (See Instructions)
N/A
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
7
SOLE VOTING POWER
0
 
8
SHARED VOTING POWER
0
SOLE DISPOSITIVE POWER
0
 
10
SHARED DISPOSITIVE POWER
0
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0*
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
 
 
14
TYPE OF REPORTING PERSON (See Instructions)
PN
 
 
* All shares were held by POI Acquisition, L.L.C. Beneficial ownership of the shares referred to herein was being reported hereunder solely because Quadrangle Select Partners LP may have been deemed to share beneficial ownership of such shares as a result of its 3.65% ownership of POI Acquisition, L.L.C. However, Quadrangle Select Partners LP disclaims beneficial ownership of such shares.
 
 
 

 
 
 CUSIP No. 743663403
 13D
Page 6 of 11 Pages
 
1
NAME OF REPORTING PERSONS.
Quadrangle GP Investors LP
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)
o
 
(b)
o
3
SEC USE ONLY
 
 
 
4
SOURCE OF FUNDS (See Instructions)
N/A
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
7
SOLE VOTING POWER
0
 
8
SHARED VOTING POWER
0
 
SOLE DISPOSITIVE POWER
0
 
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0*
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
 
 
14
TYPE OF REPORTING PERSON (See Instructions)
PN
 
 
*All shares were held by POI Acquisition, L.L.C. Quadrangle GP Investors LP is the general partner of each of Quadrangle Capital Partners LP, Quadrangle Select Partners LP and Quadrangle Capital Partners−A LP, which together own all of the equity of POI Acquisition, L.L.C. However, Quadrangle GP Investors LP disclaims beneficial ownership of such shares.
 
 
 

 
 
 CUSIP No. 743663403
 13D
Page 7 of 11 Pages
 
1
NAME OF REPORTING PERSONS.
Quadrangle GP Investors LLC
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)
o
 
(b)
o
3
SEC USE ONLY
 
 
 
4
SOURCE OF FUNDS (See Instructions)
N/A
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
7
SOLE VOTING POWER
0
 
8
SHARED VOTING POWER
0
 
SOLE DISPOSITIVE POWER
0
 
10
SHARED DISPOSITIVE POWER
0
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0*
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
 
14
TYPE OF REPORTING PERSON (See Instructions)
OO
 
 
*All shares were held by POI Acquisition, L.L.C. Quadrangle GP Investors LLC is the general partner of Quadrangle GP Investors LP, which is the general partner of each of Quadrangle Capital Partners LP, Quadrangle Select Partners LP and Quadrangle Capital Partners−A LP, which together own all of the equity of POI Acquisition, L.L.C. However, Quadrangle GP Investors LLC disclaims beneficial ownership of such shares. The managing members of Quadrangle GP Investors LLC are Peter R. Ezersky, Michael Huber, Edward Sippel and Joshua L. Steiner. However, each of the managing members of Quadrangle GP Investors LLC disclaims beneficial ownership of such shares.
 
 
 

 
 
This Amendment No. 6 to Schedule 13D supplements and amends the Schedule 13D of POI Acquisition, L.L.C. (“POIA”), Quadrangle Capital Partners LP, Quadrangle Capital Partners−A LP, Quadrangle Select Partners LP, Quadrangle GP Investors LP, Quadrangle GP Investors LLC (together, the “Quadrangle Entities”), Quadrangle Master Funding Ltd. and Quadrangle Debt Recovery Advisors LP (together, the “Monarch Entities”) originally filed on February 17, 2004, amended pursuant to Amendment No. 1 to Schedule 13D filed on November 18, 2004, Amendment No. 2 to Schedule 13D filed on February 18, 2005, Amendment No. 3 to Schedule 13D filed on April 10, 2007, Amendment No. 4 to Schedule 13D filed on May 6, 2008 and Amendment No. 5 to Schedule 13D filed on April 28, 2010 with respect to the common stock, par value $0.01 per share (the “Common Stock”) of Protection One, Inc. (“POI”).
 
Each item below amends and supplements the information disclosed under the corresponding item of the Schedule 13D. Capitalized terms defined in the Schedule 13D are used herein with their defined meanings.
 
Item 5.  Interest in Securities of the Issuer
 
The response set forth in Item 5(c) of the Schedule 13D is hereby amended and supplemented as follows:
 
(c) On June 4, 2010, POIA tendered all of its shares of Common Stock pursuant to the Offer at a price of $15.50 per share of Common Stock.  On June 4, 2010 Acquisition Sub announced that the conditions to the Offer were satisfied, and the shares of Common Stock tendered in the Offer were accepted for payment by Acquisition Sub.  Following this transaction, POIA no longer beneficially owns 5% or more of the outstanding Common Stock of POI, and accordingly, this statement on Schedule 13D is hereby terminated and this Amendment No. 6 constitutes the final amendment thereto.
 
Item 7.  Material to be Filed as Exhibits
 
Item 7 of the Schedule 13D is hereby supplemented by adding the following:
 
Exhibit 15    Amended and Restated Joint Filing Agreement, dated as of June 7, 2010, by and among POI Acquisition, L.L.C., Quadrangle Capital Partners LP, Quadrangle Capital Partners-A LP, Quadrangle Select Partners LP, Quadrangle GP Investors LP, and Quadrangle GP Investors LLC.
 
 
Page 8 of 11

 
 
SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
POI ACQUISITION, L.L.C.
 
     
 
By:
      /s/ Peter Ezersky< /font>
 
   
Name: Peter Ezersky
 
   
Title: Manager
 
     
 
QUADRANGLE CAPITAL PARTNERS LP
 
     
 
By:
Quadrangle GP Investors LP,
 
   
its General Partner
 
       
   
By:
Quadrangle GP Investors LLC,
 
     
its General Partner
 
   
   
 
     
By:
    60;  /s/ Peter Ezersky
 
       
Name: Peter Ezersky
 
       
Title: Managing Member
 
         
         
 
 
QUADRANGLE SELECT PARTNERS LP
 
       
 
By:
Quadrangle GP Investors LP,
 
   
its General Partner
 
         
   
By:
Quadrangle GP Investors LLC,
 
     
its General Partner
 
         
         
     
By:
      /s/ Peter Ezersky< /font>
 
       
Name: Peter Ezersky
 
       
Title: Managing Member
 
 
 
QUADRANGLE CAPITAL PARTNERS-A LP
 
       
 
By:
Quadrangle GP Investors LP,
 
   
its General Partner
 
         
   
By:
Quadrangle GP Investors LLC,
 
     
its General Partner
 
         
         
     
By:
      /s/ Peter Ezersky< /font>
 
       
Name: Peter Ezersky
 
       
Title: Managing Member
 
 
 
Page 9 of 11

 

   
QUADRANGLE GP INVESTORS LP
 
       
   
By:
Quadrangle GP Investors LLC,
 
     
its General Partner
 
         
     
By:
      /s/ Peter Ezersky< /font>
 
     
Name: Peter Ezersky
 
     
Title: Managing Member
 
         
         
 
   
QUADRANGLE GP INVESTORS LLC
 
         
         
   
By:
      /s/ Peter Ezersky< /font>
 
     
Name: Peter Ezersky
 
     
Title: Managing Member
 

 
Page 10 of 11

 

INDEX TO EXHIBITS

  Exhibit No.  
Description
       
 
15
 
Amended and Restated Joint Filing Agreement, dated as of June 7, 2010, by and among POI Acquisition, L.L.C., Quadrangle Capital Partners LP, Quadrangle Capital Partners-A LP, Quadrangle Select Partners LP, Quadrangle GP Investors LP, and Quadrangle GP Investors LLC.
 
 

 Page 11 of 11
 
 


EX-99.15 2 dp18033_ex15.htm EXHIBIT 15
Exhibit 15

Amended and Restated Joint Filing Agreement

The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the ordinary shares of Protection One, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D.
 
Dated:  June 7, 2010
 
 
POI ACQUISITION, L.L.C.
 
     
 
By:
      /s/ Peter Ezersky< /font>
 
   
Title: Manager
 
     
 
QUADRANGLE CAPITAL PARTNERS LP
 
     
 
By:
Quadrangle GP Investors LP,
 
   
its General Partner
 
       
   
By:
Quadrangle GP Investors LLC,
 
     
its General Partner
 
 
     
By:
    60;  /s/ Peter Ezersky
 
       
Name: Peter Ezersky
 
       
Title: Managing Member
 
         
 
 
QUADRANGLE SELECT PARTNERS LP
 
       
 
By:
Quadrangle GP Investors LP,
 
   
its General Partner
 
         
   
By:
Quadrangle GP Investors LLC,
 
     
its General Partner
 
         
         
     
By:
      /s/ Peter Ezersky< /font>
 
       
Name: Peter Ezersky
 
       
Title: Managing Member
 
 
 
QUADRANGLE CAPITAL PARTNERS-A LP
 
       
 
By:
Quadrangle GP Investors LP,
 
   
its General Partner
 
         
   
By:
Quadrangle GP Investors LLC,
 
     
its General Partner
 
         
         
     
By:
      /s/ Peter Ezersky< /font>
 
       
Name: Peter Ezersky
 
       
Title: Managing Member
 
 
 
 

 

   
QUADRANGLE GP INVESTORS LP
 
       
   
By:
Quadrangle GP Investors LLC,
 
     
its General Partner
 
         
     
By:
      /s/ Peter Ezersky< /font>
 
     
Name: Peter Ezersky
 
     
Title: Managing Member
 
 
   
QUADRANGLE GP INVESTORS LLC
 
         
         
   
By:
      /s/ Peter Ezersky< /font>
 
     
Name: Peter Ezersky
 
     
Title: Managing Member
 
 
 
2

 
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